(1) Prior to exchange the Securities with the
customer, the Securities Entrepreneur shall have to conclude a contract
with the customer in prescribed format remaining under the terms and
conditions as provided in the Bye-Laws of concerned Stock Exchange.
(2) The Securities Entrepreneur shall give the receipt or evidence
of the Securities taken for sale from the customer and shall have to up
date the record therefor.
35 Amended by Second Amendment.
36 Amended by Second Amendment.
37 Inserted by Second Amendment.
3826B. The Board may Prescribe the Entrepreneurial Code of Conduct to
be followed by the Entrepreneur (1) The Board may prescribed the
Entrepreneurial Code of Conduct to be followed by the Securities
Entrepreneur while carrying out the Transaction of Securities to make
the Exchange of Securities pure, healthy and systematic.
(2) Before granting the membership to the Securities
Entrepreneur, the Stock Exchange may cause the necessary bond as to
follow and cause to be followed the Entrepreneurial Code of Conduct as
prescribed in Sub-rule (1).
26C. To Provide to view or Copy the Particulars and Documents Relating
to the Securities: In case an investors desires to view or copy or
particulars and documents relating to the Securities remained in
possession of Stock Exchange except the particulars relating to the
Transaction of Securities made by the customer or Securities
Entrepreneur, it shall have to give to see or copy by taking the fee as
prescribed in the Bye-Laws of the concerned Stock Exchange.